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AGENDA |
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In order to
provide you with an exceptionally timely
agenda, LISA
continues to review additional speakers, topics
and content.
This page is being updated continuously.
Please check back regularly for updates and
amendments to the full agenda.
For information on
becoming a speaker at the 2009 Compliance
Conference
contact Karla Ortiz, Conference Coordinator, at
407-894-3797 or
Karla@lisassociation.org
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All general sessions are held at the
International Ballroom- Plaza C
Thursday, October 1st, 2009
*For more information about
obtaining CLE credits in your state, contact
Karla Ortiz at
Karla@lisassociation.org
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8:00 AM - 9:00 AM |
Continental Breakfast
*International Ballroom- Florida Foyer |
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8:00 AM - 5:00 PM
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Registration
*International Ballroom- Florida
Foyer
Visit our Exhibitor!
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9:00 AM - 9:15 AM |
Chairman Opening Remarks
*International Ballroom- Plaza C
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Daniel Harris, Director of
Government Affairs LISA
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9:15 AM -10:15 AM* |
State Legislative Update
*International Ballroom- Plaza C |
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Adam Hicks, General
Counsel- Habersham Funding, LLC
Joy Dawe, Compliance Director Life
Settlement Insights.
Is your company up to date on
all the recent legislation in our industry?
Get the most up-to-date news on legislation
and learn the intricacies of each new law
and how they affect your business
*This topic has been approved for one (1) CLE
credit for the states of NY and GA.
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10:15 AM -11:15 AM |
Litigation Update
*International Ballroom- Plaza C |
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Jule Rousseau, Partner-
Herrick Feinstein, LLP
Charles Vinicombe, Partner- Drinker, Biddle
& Reath, LLP
C. Andrew Kitchen, Attorney- Maynard, Cooper
& Gale PC
What has happened since last
year? What are the current issues that are
ripe for litigation? Learn about recent
litigation trends in the settlement industry
and where litigation is headed.
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11:15 AM 11:30 AM |
Morning Break
*International
Ballroom- Florida Foyer
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11:30 AM 12:30 PM* |
Life Settlements and Securities Law What
you Need to Know
*International Ballroom- Plaza C |
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James W. Maxson, Attorney-
Morris, Manning & Martin, LLP
When and how does a life
insurance policy become a "security"? What
is Blue Sky law and how does it impact life
settlements transactions? Learn how to
identify and avoid potential state and
federal securities problems in your life
settlements business.
*This topic has been approved for one (1) CLE
credit for the states of NY and GA.
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12:30 PM 1:30 PM |
Networking
Luncheon
*International Ballroom- Plaza B |
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1:30 PM 3:00 PM* |
Privacy & Security of Personal Data: Addressing the
Legal and Reputational Risks.
*International
Ballroom- Plaza C |
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Joseph T.
Holahan, Of Counsel- Morris, Manning &Martin, LLP
Julie McNelley, Senior VP & General Manager- Golden
Gateway Financial
Few truly understand state and federal requirements
that apply to personal information. Learn how to
mitigate the legal and reputational risks associated
with a data security breach while complying with
privacy restrictions on tracking settled policies.
*This topic
has been approved for one (1) CLE credit for the states
of NY and GA. |
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3:00 PM 3:15 PM |
Afternoon Break
*International
Ballroom- Florida Foyer
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3:15 PM 4:30 PM |
Licensing Issues
*International
Ballroom- Plaza C |
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Brian Staples, Director-
RIGHT, LLC; Consultant-LISA
Julie McNelley, Senior VP & General Manager-
Golden Gateway Financial
John McCarroll, VP & General Counsel- Q
Capital Strategies, LLC; VP LISA
The difficulties in
obtaining licensure in regulated states are
many. Identify the information that
different states want, understand the
pitfalls involved with state-by-state
licensure and develop a viable plan for
nationwide licensure in the life settlement
industry.
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4:30 PM 5:00 PM |
Q&A for the Day
*International
Ballroom- Plaza C |
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Did you miss your chance to
ask a question that you needed answered?
Need clarification on a topic that was
discussed earlier? Now is your chance to ask
the days speakers any question that comes
to mind.
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5:00 PM 7:00 PM |
Networking Cocktail Reception
*International Ballroom- Plaza A |
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Friday, October 2nd, 2009
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7:30 AM 8:30 AM |
Continental Breakfast
*International Ballroom- Florida
Foyer
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7:30 AM 12:00 PM |
Registration
*International Ballroom- Florida
Foyer
Visit our Exhibitor!
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8:30 AM 9:45 AM |
The Case Against Mutual Benefits
*International Ballroom-
Plaza C |
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Teresa J. Verges , Assistant
Regional Director-SEC
The fallout from the case against Mutual Benefits
has plagued the life settlement industry for years.
Its role in shaping our industry cannot be
overstated. Hear from a key official who played a
crucial role in halting Mutual Benefits' ongoing
fraud and changing the landscape of securities
regulation in this industry.
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9:45
AM 10:00 AM |
Morning Break
*International Ballroom-
Florida Foyer
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10:00 AM 11:00 AM* |
Tax Issues
*International Ballroom-
Plaza C |
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Roger Lorence,
Attorney Sadis & Goldberg LLP
Kirk Van Brunt, Partner Locke, Lord, Bissell, and
Liddell, LLP
Are you taking the right steps when it comes to
informing your client about the tax issues as they
relate to life settlements? The tax implications of
each person involved in a life settlement
transaction remains a hot topic of debate. Hear
about the implications of the recent IRS Revenue
Rulings while learning what actions LISA has taken
since their inception.
*This topic
has been approved for one (1) CLE credit for the states
of NY and GA.
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11:00 AM 12:00 PM* |
Anti-Fraud Plan Development
*International Ballroom-
Plaza C |
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Kenneth Rijock,
Financial Crime Consultant- World-Check
Joy Dawe, Compliance Director Life Settlement
Insights.
Life settlement
licensees are subject to anti-fraud plan
requirements contained in many state laws. Crafting
an effective anti-fraud plan that balances the
demands of business with the compliance with state
law is challenging. Come learn the different
requirements in various states and various
approaches to developing your companys anti fraud
plan.
*This topic
has been approved for one (1) CLE credit for the states
of NY and GA.
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12:00 PM 12:15 PM |
Closing Remarks
*International Ballroom-
Plaza C |
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Daniel Harris, Director of
Government Affairs LISA |
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BECOME A SPEAKER! |
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For topics, suggestions, or to become a speaker,
please contact Karla Ortiz, Events Director,
karla@lisassociation.org |
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HOST HOTEL |
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The
Peabody Orlando
9801 International Drive
Orlando, FL 32819
407.352.4000
www.peabodyorlando.com
If you do not
presently have accommodations, the Peabody Orlando
is the ideal location to stay during this event.
The deadline to secure the discounted room rate
reserved for LISA has expired, but room reservations
can still be made at The Peabodys prevailing rate.
Please contact the hotel directly and mention that
you are attending the LISA Conference or simply
click
here to make your reservations online.
View the "Location" tab of the conference website
for more information about the host hotel. |
LISA is committed to promoting the development, integrity
and reputation of the life settlement industry and providing
a competitive market for the people it serves. Our expansive
conference calendar aims to provide events targeted to the
many important industry types that make up the settlement
marketplace.
The Voice of the
Industry
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